Listing contract

Results: 1043



#Item
161Financial system / Australian Securities Exchange / Insider trading / Listing Rules / Security / Contract for difference / Securities Act / Regulation S-K / Stock market / Financial economics / Investment

Microsoft Word - Share Trading Policy[3].docx

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Source URL: www.blueskyfunds.com.au

Language: English - Date: 2014-10-01 19:49:43
162Funds / Stock market / Corporate finance / Structured product / Security / Credit rating agency / Warrant / Net asset value / Futures contract / Financial economics / Investment / Finance

Chapter 15A STRUCTURED PRODUCTS Preliminary 15A.01 This Chapter sets out the requirements for the listing of structured products on the Exchange. These products may be listed by the methods, where applicable, set out in

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Source URL: www.hkex.com.hk

Language: English - Date: 2013-09-24 07:37:11
163Private law / Due diligence / Civil recognition of Jewish divorce / Law / Growth Enterprise Market / Contract law

The Stock Exchange of Hong Kong Limited Practice Note 2 to the Rules Governing the Listing of Securities on the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited (the “GEM Listing Rules”)

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Source URL: www.hkex.com.hk

Language: English - Date: 2013-09-24 08:11:13
164Stock market / Securities and Futures Commission / Listing Rules / Futures contract / Collective investment scheme / Security / Financial economics / Investment / Finance

Appendix 5 Listing Application Form (For Collective Investment Schemes) Form A2 (To be typed under the letter-head of the agent of the CIS listing applicant who is arranging for the application to be submitted)

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Source URL: www.hkex.com.hk

Language: English - Date: 2014-11-06 21:47:43
165Confidential / Mental health / Behavior / Confidentiality / Journalism sourcing / Secrecy

SENATE ORDER ON DEPARTMENT AND AGENCY CONTRACTS LISTING RELATING TO THE FINANCIAL PERIOD 1 JULY 2013 TO 30 JUNE 2014 Pursuant to the Senate Order on departmental and agency contracts the following table sets out contract

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Source URL: mentalhealthcommission.gov.au

Language: English - Date: 2014-10-21 00:40:46
166Committees / Corporations law / Finance / Securities market / Listing Rules / Board of directors / Futures contract / Securities and Futures Commission / Growth Enterprise Market / Business / Corporate governance / Private law

Chapter 38 LISTING OF HKEC[removed]This Chapter sets out requirements that must be satisfied for the securities of HKEC to be listed on the Exchange. HKEC is the holding company of the Exchange and a recognized exchange co

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Source URL: www.hkex.com.hk

Language: English - Date: 2010-01-19 07:29:47
167Investment / Futures contract / Stock exchange / Listing Rules / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Hong Kong Exchanges and Clearing / Financial economics / Stock market / Finance

Appendix 17 SPONSOR’S UNDERTAKING AND STATEMENT OF INDEPENDENCE To: The Listing Division The Stock Exchange of Hong Kong Limited

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Source URL: www.hkex.com.hk

Language: English - Date: 2013-09-24 20:44:03
168Stock exchange / Investment / Finance / United States securities law / SEC filings / Auditing / United States corporate law / Stock market / Financial economics / Futures contract

Appendix 18 SPONSOR’S STATEMENT RELATING TO INDEPENDENCE To: The Listing Division The Stock Exchange of Hong Kong Limited

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Source URL: www.hkex.com.hk

Language: English - Date: 2013-09-24 07:37:06
169Finance / Security / Initial public offering / Stock / Futures contract / Listing Rules / Growth Enterprise Market / Stock market / Financial economics / Investment

Frequently Asked Questions Series 5 (Released on 2 May[removed]Last Updated on 1 July[removed]Rule Amendments relating to GEM Review Status of “Frequently Asked Questions” Table The following frequently asked questions

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Source URL: www.hkgem.com

Language: English - Date: 2014-06-24 04:11:41
170Listing Rules / Futures contract / Due diligence / Business / United States securities law / Law / Growth Enterprise Market / Contract law

Appendix 7 SPONSOR’S FORMS FORM G Sponsor’s Declaration in support of a New Applicant To:

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Source URL: www.hkex.com.hk

Language: English - Date: 2013-09-24 08:11:08
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